Internet: To vote via the Internet, go to www.proxyonline.com and enter the control number found on the enclosed proxy card. By phone: To cast your vote by phone, please call toll-free (888) 227-9349 or, to speak with a proxy voting representative, (800) 283-9185. Representatives are available to take your voting instructions

This is a security feature that encrypts all information that travels between the Web server of proxyonline.com and the computer of the voting shareholder. Control Number. Each shareholder receives a personalized voting control number upon receipt of their proxy package. 23mar201511595799 oppenheimer holdings inc. 85 broad street new york, ny 10004 notice of annual meeting of stockholders to be held on may 14, 2018 Internet: To vote via the Internet, go to www.proxyonline.com and enter the control number found on the enclosed proxy card. By phone: To cast your vote by phone, please call toll-free (888) 227-9349 or, to speak with a proxy voting representative, (800) 283-9185. Representatives are available to take your voting instructions Eaton Vance has information on how to vote your proxies so you can influence how your mutual funds are managed. What marketing strategies does Proxyonline use? Get traffic statistics, SEO keyword opportunities, audience insights, and competitive analytics for Proxyonline. For Additional Information . A proxy statement was mailed to stockholders commencing the week of January 6, 2020. You can obtain the proxy statement and other documents filed with the SEC by StoneCastle Financial Corp. free of charge from the SEC’s website, www.sec.gov, and from StoneCastle Financial Corp.’s website, www.stonecastle-financial.com, or by contacting StoneCastle Financial

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